Regulatory Priorities
The SEC’s Auditor Independence Rules
The AIC urges the SEC to clarify the applicability of its auditor independence rules in the private equity context to reduce the detrimental effects on capital formation caused…
Investment Advisers are Not Broker-Dealers
Investment Advisers are Not Broker-Dealers: The AIC urges the SEC to confirm that broker-dealer regulations do not apply to private equity investment advisers merely because they may receive…
American Investment Council Applauds Investment Advisers Modernization Act
WASHINGTON – A bipartisan group of legislators introduced the Investment Advisers Modernization Act of 2016. Cosponsored by House Financial Services Committee members Robert Hurt (R-VA), Juan Vargas (D-CA),…Read more about American Investment Council Applauds Investment Advisers Modernization Act
SEC Enforcement Proceedings Driving Changes in the Private Equity Fund Industry
By: Lindsey L. Wiersma, Counsel at Paul, Weiss, Rifkind, Wharton & Garrison LLP Andrew Ceresney, Director of the SEC’s Division of Enforcement, recently spoke at the Securities Enforcement…Read more about SEC Enforcement Proceedings Driving Changes in the Private Equity Fund Industry
The Extension of the Passporting Regime to US Fund Managers – US Regulatory Regime and European Market Access Issues
PEGCC Proposed AML Rules